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All lobbying clients

FINANCIAL INDUSTRY REGULATORY AUTHORITY

Lobbying client · District of Columbia · filed 2025 to 2026

A self-regulatory organization (SRO)

$1,865,000 Reported spend
14 Filings counted
1 Outside firm hired
5 Bills named

Spend is reported income plus in-house expenses across 14 filings. 2 further filings for this client were restated by a later amendment and are left out of every total here. The LDA keeps a separate client record for every registrant that files for a client, so this page adds up 2 records, one per registrant listed below. Records are combined when the client name matches once case, punctuation and endings such as Inc. or LLC are set aside; for a city, county or port the state has to match as well.

 Who filed for this client 2

Spend per registrant: fees an outside firm reported, or the costs the client reported for lobbying in-house. The rows add up to the total above.

 Bills named in these filings 5
  • H.R. 2689
    To amend the Securities Exchange Act of 1934 to transfer authorities and duties of registered national securi…
    6 filings
  • H.R. 3339
    Equal Opportunity for All Investors Act of 2025
    4 filings
  • H.R. 3394
    Fair Investment Opportunities for Professional Experts Act
    4 filings
  • H.R. 3633
    Digital Asset Market Clarity Act
    3 filings
  • H.R. 8413
    SECURE Data Act
    2 filings
 Reported by year 2 years
  • 2026 $820,000 6 filings
  • 2025 $1,045,000 8 filings
 Issues lobbied 1

The count is how many filings named that issue area. A filing reports one lump figure covering every issue on it, so the money above cannot be split between them.

 Agencies and chambers lobbied 3
  • HOUSE OF REPRESENTATIVES 14
  • SENATE 14
  • Securities & Exchange Commission (SEC) 7
 Recent filings 16 total
Q3 report
FEDERAL HALL POLICY ADVISORS, LLC
3rd Quarter 2026 (July 1 - Sep 30) · House · Senate · $50,000 income · posted Oct 20, 2026
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Q3 report
FINANCIAL INDUSTRY REGULATORY AUTHORITY
3rd Quarter 2026 (July 1 - Sep 30) · House · Senate · $230,000 expenses · posted Oct 19, 2026
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Q2 report
FEDERAL HALL POLICY ADVISORS, LLC
2nd Quarter 2026 (Apr 1 - June 30) · House · Senate · $50,000 income · posted Jul 20, 2026
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Q2 report
FINANCIAL INDUSTRY REGULATORY AUTHORITY
2nd Quarter 2026 (Apr 1 - June 30) · House · Senate · $220,000 expenses · posted Jul 17, 2026
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Q1 report
FEDERAL HALL POLICY ADVISORS, LLC
1st Quarter 2026 (Jan 1 - Mar 31) · House · Senate · $50,000 income · posted Apr 20, 2026
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Q1 report
FINANCIAL INDUSTRY REGULATORY AUTHORITY
1st Quarter 2026 (Jan 1 - Mar 31) · House · Senate · $220,000 expenses · posted Apr 20, 2026
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Q4 report
FEDERAL HALL POLICY ADVISORS, LLC
4th Quarter 2025 (Oct 1 - Dec 31) · House · Senate · $50,000 income · posted Jan 20, 2026
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Q4 report
FINANCIAL INDUSTRY REGULATORY AUTHORITY
4th Quarter 2025 (Oct 1 - Dec 31) · House · Senate · $220,000 expenses · posted Jan 20, 2026
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Q3 amendment
FINANCIAL INDUSTRY REGULATORY AUTHORITY
3rd Quarter 2025 (July 1 - Sep 30) · House · Senate · $220,000 expenses · posted Nov 5, 2025
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Q2 amendment
FINANCIAL INDUSTRY REGULATORY AUTHORITY
2nd Quarter 2025 (Apr 1 - June 30) · House · Senate · $240,000 expenses · posted Nov 5, 2025
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Q3 report
FEDERAL HALL POLICY ADVISORS, LLC
3rd Quarter 2025 (July 1 - Sep 30) · House · Senate · $50,000 income · posted Oct 20, 2025
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Q3 report
FINANCIAL INDUSTRY REGULATORY AUTHORITY Amended
3rd Quarter 2025 (July 1 - Sep 30) · House · Senate · $190,000 expenses · posted Oct 20, 2025
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Q2 report
FINANCIAL INDUSTRY REGULATORY AUTHORITY Amended
2nd Quarter 2025 (Apr 1 - June 30) · House · Senate · $220,000 expenses · posted Jul 18, 2025
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Q2 report
FEDERAL HALL POLICY ADVISORS, LLC
2nd Quarter 2025 (Apr 1 - June 30) · House · Senate · $50,000 income · posted Jul 17, 2025
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Q1 report
FEDERAL HALL POLICY ADVISORS, LLC
1st Quarter 2025 (Jan 1 - Mar 31) · House · Senate · $45,000 income · posted Apr 18, 2025
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Q1 report
FINANCIAL INDUSTRY REGULATORY AUTHORITY
1st Quarter 2025 (Jan 1 - Mar 31) · House · Senate · $170,000 expenses · posted Apr 18, 2025
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Filings through , the newest posted date on this record. Source: federal Lobbying Disclosure Act filings, synced daily. Money is self-reported by the filer and often rounded. Lobbying is legal, disclosed activity.

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