FINANCIAL INDUSTRY REGULATORY AUTHORITY

Lobbying for FINANCIAL INDUSTRY REGULATORY AUTHORITY

Filing · LD-2 quarterly report Q3 report

Reporting period

3rd Quarter 2026

July 1 - Sep 30 · Posted Oct 19, 2026

Expenses

$230,000

What this organization spent lobbying with its own staff. Reported using IRS section 162(e) definitions (method C): the three LDA methods count different costs, so an expenses figure is not comparable across filers that used different ones.

Client based in

District of Columbia

Official filing document

Government bodies contacted 3

The chambers, agencies and offices the filer named. It does not say who inside them was contacted, or when. Each name opens every filing that named the same body.

Lobbying activity 1

Financial Institutions/Investments/Securities

Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, digital asset market structure, data privacy, capital formation as well as investor protection and education. HR 3339-Equal Opportunity for Investors Act, HR 3394 - Fair Investment Opportunities for Professionals Act, H.R.8413 - SECURE Data Act, and HR 2689.

Bills named in this filing 3

H.R. 3394
Fair Investment Opportunities for Professional Experts Act
H.R. 8413
SECURE Data Act
H.R. 2689
To amend the Securities Exchange Act of 1934 to transfer authorities and duties of registered national securities assoc…

Source: federal Lobbying Disclosure Act filing, reproduced as filed. Bills are parsed from the activity descriptions.