FINANCIAL INDUSTRY REGULATORY AUTHORITY

Lobbying for FINANCIAL INDUSTRY REGULATORY AUTHORITY

Filing 1st Quarter - Report

Reporting period

1st Quarter 2026

Jan 1 - Mar 31 · Posted Apr 20, 2026

Expenses

$220,000.00

What this organization spent lobbying with its own staff. Reported using C: the three LDA methods count different costs, so an expenses figure is not comparable across filers that used different ones.

Client based in

District of Columbia

Official filing document

Government bodies contacted 3

HOUSE OF REPRESENTATIVES
Securities & Exchange Commission (SEC)
SENATE

The chambers, agencies and offices the filer named. It does not say who inside them was contacted, or when.

Bills named in this filing 3

HR 3339
Equal Opportunity for All Investors Act of 2025
HR 3394
Fair Investment Opportunities for Professional Experts Act
HR 2689
To amend the Securities Exchange Act of 1934 to transfer authorities and duties of registered national securities assoc…

Lobbying activity 1

Financial Institutions/Investments/Securities

Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, digital asset market structure, privacy, research and statistics as well as investor protection and education. HR 3339 - Equal Opportunity for Investors Act, HR 3394 - Fair Investment Opportunities for Professionals Act, and HR 2689.

Source: federal Lobbying Disclosure Act filing, reproduced as filed. Bills are parsed from the activity descriptions.