Financial Industry Regulatory Authority

Financial Industry Regulatory Authority filed a Q2 report for Financial Industry Regulatory Authority on July 17, 2026.

Lobbying for Financial Industry Regulatory Authority

As filed: FINANCIAL INDUSTRY REGULATORY AUTHORITY for FINANCIAL INDUSTRY REGULATORY AUTHORITY.

All filings by Financial Industry Regulatory Authority · Everything Financial Industry Regulatory Authority has reported

Filing · LD-2 quarterly report Q2 report

Reporting period

2nd Quarter 2026

Apr 1 - June 30 · Posted Jul 17, 2026

Expenses

$220,000

What this organization spent lobbying with its own staff. Reported using IRS section 162(e) definitions (method C): the three LDA methods count different costs, so an expenses figure is not comparable across filers that used different ones.

Client based in

District of Columbia

Official filing document

Lobbyists on this filing 1

CHRISTOPHER ROSELLO New on this filing

Previously held: Deputy Asst Sec. for Leg. Aff., Treasury; Sr. Adv. For Cong. Aff. FinCen; Prof. Staff House Fin. Serv. Cmte; Leg Dir. Cong. Carolyn McCarthy.

A "covered position" is a government job the lobbyist held in the 20 years before registering, which the law requires them to name. See the revolving door for former members of Congress across all filings.

Government bodies contacted 3

The chambers, agencies and offices the filer named. It does not say who inside them was contacted, or when. Each name opens every filing that named the same body.

Lobbying activity 1

Financial Institutions/Investments/Securities

Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, digital asset market structure, data privacy, as well as investor protection and education. HR 3339-Equal Opportunity for Investors Act, HR 3394 - Fair Investment Opportunities for Professionals Act, H.R.8413 - SECURE Data Act, and HR 2689.

Bills named in this filing 3

H.R. 3394
Fair Investment Opportunities for Professional Experts Act
H.R. 8413
SECURE Data Act
H.R. 2689
To amend the Securities Exchange Act of 1934 to transfer authorities and duties of registered national securities assoc…

Source: federal Lobbying Disclosure Act filing, reproduced as filed. Bills are parsed from the activity descriptions.