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SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION

Lobbying client · District of Columbia · filed 2025 to 2026

Trade association of broker dealers.

$15,010,000 Reported spend
21 Filings counted
2 Outside firms hired
58 Bills named

Spend is reported income plus in-house expenses across 21 filings. The LDA keeps a separate client record for every registrant that files for a client, so this page adds up 3 records, one per registrant listed below. Records are combined when the client name matches once case, punctuation and endings such as Inc. or LLC are set aside; for a city, county or port the state has to match as well. These filings have also been reported as SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION.

 Who filed for this client 3

Spend per registrant: fees an outside firm reported, or the costs the client reported for lobbying in-house. The rows add up to the total above.

 Bills named in these filings top 30 of 58
  • S. 4371
    Empowering States to Protect Seniors from Bad Actors Act
    7 filings
  • H.R. 1013
    Retirement Fairness for Charities and Educational Institutions Act of 2025
    7 filings
  • H.R. 1255
    Investing in Our Communities Act
    7 filings
  • H.R. 1483
    Protecting Investors’ Personally Identifiable Information Act
    7 filings
  • H.R. 2089
    Generating Retirement Ownership through Long-Term Holding
    7 filings
  • H.R. 2441
    Improving Disclosure for Investors Act of 2025
    7 filings
  • S. 424
    Retirement Fairness for Charities and Educational Institutions Act of 2025
    7 filings
  • H.R. 8478
    Empowering States to Protect Seniors from Bad Actors Act
    6 filings
  • H.R. 20
    Richard L. Trumka Protecting the Right to Organize Act of 2025
    6 filings
  • H.R. 2225
    Access to Small Business Investor Capital Act
    6 filings
  • H.R. 2392
    STABLE Act of 2025
    6 filings
  • H.R. 3381
    Encouraging Public Offerings Act of 2025
    6 filings
  • H.R. 3394
    Fair Investment Opportunities for Professional Experts Act
    6 filings
  • H.R. 3395
    Middle Market IPO Cost Act
    6 filings
  • H.R. 3633
    Digital Asset Market Clarity Act
    6 filings
  • H.R. 684
    Protecting American Savers and Retirees Act
    6 filings
  • S. 1526
    Retirement Savings for Americans Act of 2025
    6 filings
  • S. 1877
    Improving Disclosure for Investors Act of 2025
    6 filings
  • S. 394
    GENIUS Act of 2025
    6 filings
  • S. 852
    Richard L. Trumka Protecting the Right to Organize Act of 2025
    6 filings
  • H.R. 9764
    Catching Up Family Caregivers Act of 2024
    5 filings
  • H.R. 9765
    Improving Retirement Security for Family Caregivers Act of 2024
    5 filings
  • S. 1453
    LOCAL Infrastructure Act
    5 filings
  • S. 5149
    Catching Up Family Caregivers Act of 2024
    5 filings
  • H.R. 2246
    Foreign Investment Guardrails to Help Thwart (FIGHT) China Act
    5 filings
  • H.R. 3383
    Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025
    5 filings
  • H.R. 3959
    Protecting Private Job Creators Act
    5 filings
  • S. 1839
    Generating Retirement Ownership through Long-Term Holding
    5 filings
  • H.R. 10559
    COINS Act of 2024
    4 filings
  • S. 5148
    Improving Retirement Security for Family Caregivers Act of 2024
    4 filings
 Reported by year 2 years
  • 2026 $5,780,000 9 filings
  • 2025 $9,230,000 12 filings
 Issues lobbied 5

The count is how many filings named that issue area. A filing reports one lump figure covering every issue on it, so the money above cannot be split between them.

 Agencies and chambers lobbied 15
  • HOUSE OF REPRESENTATIVES 14
  • SENATE 14
  • Commodity Futures Trading Commission (CFTC) 7
  • Executive Office of the President (EOP) 7
  • Federal Deposit Insurance Corporation (FDIC) 7
  • Federal Housing Finance Agency (FHFA) 7
  • Federal Reserve System 7
  • Homeland Security, Dept of (DHS) 7
  • Internal Revenue Service (IRS) 7
  • Labor, Dept of (DOL) 7
  • Natl Economic Council (NEC) 7
  • Natl Security Council (NSC) 7
  • Office of the Comptroller of the Currency (OCC) 7
  • Securities & Exchange Commission (SEC) 7
  • Treasury, Dept of 7
 Recent filings 21 total
Q3 reportNo activity
STEPTOE LLP
3rd Quarter 2026 (July 1 - Sep 30) · posted Oct 20, 2026
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Q3 report
CAPITOL TAX PARTNERS, LLP
3rd Quarter 2026 (July 1 - Sep 30) · House · Senate · $30,000 income · posted Oct 16, 2026
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Q3 report
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
3rd Quarter 2026 (July 1 - Sep 30) · House · Senate · $1,810,000 expenses · posted Oct 14, 2026
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Q2 report
CAPITOL TAX PARTNERS, LLP
2nd Quarter 2026 (Apr 1 - June 30) · House · Senate · $50,000 income · posted Jul 20, 2026
View →
Q2 reportNo activity
STEPTOE LLP
2nd Quarter 2026 (Apr 1 - June 30) · posted Jul 19, 2026
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Q2 report
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
2nd Quarter 2026 (Apr 1 - June 30) · House · Senate · $1,930,000 expenses · posted Jul 10, 2026
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Q1 reportNo activity
STEPTOE LLP
1st Quarter 2026 (Jan 1 - Mar 31) · posted Apr 20, 2026
View →
Q1 report
CAPITOL TAX PARTNERS, LLP
1st Quarter 2026 (Jan 1 - Mar 31) · House · Senate · $50,000 income · posted Apr 17, 2026
View →
Q1 report
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
1st Quarter 2026 (Jan 1 - Mar 31) · House · Senate · $1,910,000 expenses · posted Apr 16, 2026
View →
Q4 reportNo activity
STEPTOE LLP
4th Quarter 2025 (Oct 1 - Dec 31) · posted Jan 20, 2026
View →
Q4 report
CAPITOL TAX PARTNERS, LLP
4th Quarter 2025 (Oct 1 - Dec 31) · House · Senate · $50,000 income · posted Jan 19, 2026
View →
Q4 report
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
4th Quarter 2025 (Oct 1 - Dec 31) · House · Senate · $3,160,000 expenses · posted Jan 15, 2026
View →
Q3 reportNo activity
STEPTOE LLP
3rd Quarter 2025 (July 1 - Sep 30) · posted Oct 20, 2025
View →
Q3 report
CAPITOL TAX PARTNERS, LLP
3rd Quarter 2025 (July 1 - Sep 30) · House · Senate · $50,000 income · posted Oct 17, 2025
View →
Q3 report
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
3rd Quarter 2025 (July 1 - Sep 30) · House · Senate · $1,920,000 expenses · posted Oct 15, 2025
View →
Q2 reportNo activity
STEPTOE LLP
2nd Quarter 2025 (Apr 1 - June 30) · posted Jul 21, 2025
View →
Q2 report
CAPITOL TAX PARTNERS, LLP
2nd Quarter 2025 (Apr 1 - June 30) · House · Senate · $50,000 income · posted Jul 17, 2025
View →
Q2 report
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
2nd Quarter 2025 (Apr 1 - June 30) · House · Senate · $2,060,000 expenses · posted Jul 17, 2025
View →
Q1 reportNo activity
STEPTOE LLP
1st Quarter 2025 (Jan 1 - Mar 31) · posted Apr 21, 2025
View →
Q1 report
CAPITOL TAX PARTNERS, LLP
1st Quarter 2025 (Jan 1 - Mar 31) · House · Senate · $50,000 income · posted Apr 18, 2025
View →

Showing the 20 most recent of 21 filings. Search the explorer for "SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION".

Filings through , the newest posted date on this record. Source: federal Lobbying Disclosure Act filings, synced daily. Money is self-reported by the filer and often rounded. Lobbying is legal, disclosed activity.

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