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All lobbying filings

SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION

Lobbying for SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION

 Filing 1st Quarter - Report
1st Quarter (Jan 1 - Mar 31) 2026 · District of Columbia · House · Senate · $1,910,000.00 expenses · posted Apr 16, 2026

Official filing document

 Bills named in this filing 35
  • HR 1255
    Investing in Our Communities Act
  • HR 1483
    Protecting Investors’ Personally Identifiable Information Act
  • HR 2441
    Improving Disclosure for Investors Act of 2025
  • S 1877
    Improving Disclosure for Investors Act of 2025
  • HR 2225
    Access to Small Business Investor Capital Act
  • HR 2358
    ESG Act of 2025
  • HR 3381
    Encouraging Public Offerings Act of 2025
  • HR 3383
    Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025
  • HR 3394
    Fair Investment Opportunities for Professional Experts Act
  • HR 3395
    Middle Market IPO Cost Act
  • HR 3633
    Digital Asset Market Clarity Act
  • HR 3959
    Protecting Private Job Creators Act
  • S 1481
    LOCAL Infrastructure Act
  • HR 2246
    Foreign Investment Guardrails to Help Thwart (FIGHT) China Act
  • S 1053
    FIGHT China Act of 2025
  • HR 2392
    STABLE Act of 2025
  • S 394
    GENIUS Act of 2025
  • S 3755
    Digital Commodity Intermediaries Act
  • HR 1013
    Retirement Fairness for Charities and Educational Institutions Act of 2025
  • HR 2089
    Generating Retirement Ownership through Long-Term Holding
  • S 1756
    Conscience Protection Act of 2025
  • S 424
    Retirement Fairness for Charities and Educational Institutions Act of 2025
  • HR 684
    Protecting American Savers and Retirees Act
  • S 1453
    University of Utah Research Park Act
  • S 1839
    Generating Retirement Ownership through Long-Term Holding
  • HR 20
    Richard L. Trumka Protecting the Right to Organize Act of 2025
  • S 852
    Richard L. Trumka Protecting the Right to Organize Act of 2025
  • HR 6084
    ERISA Litigation Reform Act
  • HR 8478
    RECON Act
  • S 1526
    Retirement Savings for Americans Act of 2025
  • S 4371
    TECH Act
  • S 5149
    Catching Up Family Caregivers Act of 2024
  • HR 9764
    Catching Up Family Caregivers Act of 2024
  • S 5148
    Improving Retirement Security for Family Caregivers Act of 2024
  • HR 9765
    Improving Retirement Security for Family Caregivers Act of 2024
 Lobbying activity 5
Banking

H.R. 1255, Investing in Our Communities Act; H.R, 1469, Senior Security Act of 2025; H.R. 1483, Protecting Investors Personally Identifiable Information Act; H.R. 2441/S. 1877, Improving Disclosure for Investors Act of 2025; H.R. 2225, the Access to Small Business Investor Capital Act; H.R. 2358, Insuring Sound Guidance Act; H.R. 3381, Encouraging Public Offerings of 2025; H.R. 3383, Incentivizing New Ventures and Economic Strength Through Capital Formation (INVEST Act) of 2025; H.R. 3394, Fair Investment Opportunities for Professional Experts Act; H.R. 3395, Middle Market IPO Cost Act; H.R. 3633, CLARITY Act of 2025 & Senate amendments to H.R. 3633 CLARITY Act of 2025; H.R. 3959, the Protecting Private Job Creators Act; S. 1481, Local Infrastructure Act; H.R. 2246/S. 1053, FIGHT China Act: SEC No-Action Relief for SEC Rule 15c2-11; SEC approval of SROs rules limiting exchange liability; SEC exemptive relief surrounding Digital Assets; U.S. Treasury Departments Final Rule, Provisions Pertaining to U.S. Investments in Certain National Security Technologies and Products in Countries of Concern; Federal Reserve Proposal to revise its stress testing process; Sovereign Debt restructuring proposals; Legislative proposal to enhance retail investor access to private markets; Legislative proposal for federal escheatment standards; Prudential agency (Federal Reserve, OCC and FDIC) proposal to implement the Basel Endgame reforms in the U.S. and congressional (U.S. House and Senate) oversight of the same, including revisions to the trading book capital rules, stress testing, capital surcharges and buffers; Legislation to create a regulatory regime for payment stablecoins (H.R. 2392, STABLE Act, and S. 394, GENIUS Act); Reintroduction of the Local Infrastructure Act; GSE reform; Public Law 119-27, the GENIUS Act.

Commodities (big ticket)

SEC proposed rule regarding the safeguarding of client assets (custody proposal); Legislation to create a regulatory regime for payment stablecoins (H.R. 2392, STABLE Act, and S. 394, GENIUS Act); Public Law 119-27, the GENIUS Act; H.R. 3633, Digital Assets Market Clarity Act; S. 3755, The Digital Commodity Intermediaries Act; Federal securities laws regarding automatic disqualifications, or collateral consequences following certain resolutions of enforcement actions.

Financial Institutions/Investments/Securities

H.R. 1013, Retirement Fairness for Charities and Educational Institutions Act of 2025; H.R. 1255, Investing in Our Communities Act; H.R. 2089 / S. 1756 - Generating Retirement Ownership Through Long-Term Holding (GROWTH) Act; H.R. 2441, Improving Disclosure for Investors Act of 2025; H.R. 2246/S. 1053, FIGHT China Act: S. 424, Retirement Fairness for Charities and Educational Institutions Act of 2025; S. 1481, Local Infrastructure Act; S. 1877, the Improving Disclosure for Investors Act of 2025; SEC proposed rules to modify equity market structure; SEC proposed rule regarding the safeguarding of client assets (custody proposal); Reintroduction of the Local Infrastructure Act; Legislation related to the municipal bond tax exemption; House Energy & Commerce data privacy legislative proposals.

Taxation/Internal Revenue Code

H.R. 684, Protecting American Savers and Retirees Act; H.R. 1013, Retirement Fairness for Charities and Educational Institutions Act of 2025; H.R. 1255, Investing in Our Communities Act; H.R. 2089, Generating Retirement Ownership through Long-Term Holding (GROWTH) Act; S. 424, Retirement Fairness for Charities and Educational Institutions Act of 2025; S. 1453, the LOCAL Infrastructure Act; S. 1839, Generating Retirement Ownership through Long-Term Holding; S. 1481, LOCAL Infrastructure Act; IRS Stock Buyback Excise Tax; OECD BEPS 2.0 - an effort to address tax avoidance and ensure coherence of international tax rules; Issues related to 529 plans; Information Reporting and Withholding with respect to Bitcoin ETFs; Issues relating to the Global Intangible Low-Taxed Income framework; Reconciliation legislation related to provisions in the 2017 Tax Cuts and Jobs Act; Tax Treatment of Tokenized Securities; Issues related to energy credits under the Inflation Reduction Act; Executive compensation deductibility limits; Preservation of the Municipal Bond Tax Exemption; Reintroduction of the Local Infrastructure Act; Data privacy legislative proposals; Pub. L. No. 119-21 (One Big Beautiful Bill Act) issues relating to Section 899; Digital Assets Taxation; TRUMP Accounts in Public Law 119-21; Sourcing of Certain Borrow Fees; Regulations related to Section 987; Regulations related to Basket Contract Transactions; Regulations related to the Corporate Alternative Minimum Tax; Regulations related to Section 892 Regulations related to 871 (m) Regulations related to dual consolidated loses (DCL) BEAT (Base Erosion and Anti-Abuse Tax) Regulations regarding Qualified Derivative Payments (QDPs).

Retirement

H.R. 20/S.852, Protecting the Right to Organize Act of 2025; H.R. 1013/S.424, Retirement Fairness for Charities and Educational Institutions Act of 2025; H.R. 6084 ERISA Litigation Reform Act; H.R. 8478, Empowering States to Protect Seniors from Bad Actors Act; S. 1526, the Retirement Savings for Americans Act; S. 4371, Empowering States to Protect Seniors from Bad Actors Act; S.5148/H.R. 9765, A bill to amend the Internal Revenue Code of 1986 to allow certain family caregivers to contribute to a Roth IRA; S. 5149/H.R. 9764, A bill to amend the Internal Revenue Code of 1986 to allow additional catch-up contributions for certain family caregivers; DOL Fiduciary Rule proposed rule on retirement security and related proposed changes to prohibited transaction exemptions including Qualified Professional Asset Manager; Retirement Security Rule: Definition of an Investment Advice Fiduciary (EBSA) and related exemptions; Issues relating to the preservation of private sector retirement system; Legislation to make technical corrections related to implementation of SECURE 2.0; ERISA fiduciary legislative proposals; Trump Accounts in Public Law 119-21.

Source: federal Lobbying Disclosure Act filing. Bills are parsed from the activity descriptions.

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