Rick W. Allen

Rick W. Allen filed a periodic transaction report on November 11, 2026 listing 3 transactions.

GA12. Member page · The Clerk's PDF (document 20035821)

Transactions

from a 2-page report

Purchases

Sale

full and partial

Reported late

past the 30-day or 45-day deadline

Transactions as filed

in the order they appear on the form

#	Owner	Asset	Type	Trade date	Notified	Amount	Notes
1	Spouse	SHW Sherwin-Williams Company (SHW) (Stock)	Sale (partial)	Oct 9, 2026	Nov 10, 2026	$1,001 to $15,000	Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.
2	Member	US Treasury Note 3.5% DUE 1/31/30 (91282CGJ4) (Government security)	Purchase	Oct 2, 2026	Nov 10, 2026	$15,001 to $50,000	Subholding of SCH1.
3	Member	US Treasury Note 4% DUE 7/31/29 (91282CLC3) (Government security)	Purchase	Oct 2, 2026	Nov 10, 2026	$15,001 to $50,000	Subholding of SCH1.

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave and the Clerk's filing date with the STOCK Act's deadlines (30 days after notification, never more than 45 days after the trade) and is not an ethics finding.

Rick W. Allen

Transactions as filed

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