Rick W. Allen

Rick W. Allen filed a periodic transaction report on September 22, 2026 listing 3 transactions.

GA12. Member page · The Clerk's PDF (document 20035492)

Transactions

from a 2-page report

Purchases

Sale

full and partial

Reported late

past the 30-day or 45-day deadline

Transactions as filed

in the order they appear on the form

#	Owner	Asset	Type	Trade date	Notified	Amount	Notes
1	Spouse	AVGO Broadcom Inc. - Common Stock (AVGO) (Stock)	Purchase	Aug 12, 2026	Sep 15, 2026	$1,001 to $15,000	Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.
2	Spouse	ROL Rollins, Inc. Common Stock (ROL) (Stock)	Sale	Aug 12, 2026	Sep 15, 2026	$15,001 to $50,000	Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.
3	Spouse	TSM Taiwan Semiconductor Manufacturing Company Ltd. (TSM) (Stock)	Purchase	Aug 12, 2026	Sep 15, 2026	$1,001 to $15,000	Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave and the Clerk's filing date with the STOCK Act's deadlines (30 days after notification, never more than 45 days after the trade) and is not an ethics finding.

Rick W. Allen

Transactions as filed

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