Rick W. Allen

Periodic transaction report filed October 14, 2026, GA12. Member page · The Clerk's PDF (document 20035648)

Transactions

from a 1-page report

Purchases

Sales

full and partial

Reported late

past the 30-day or 45-day deadline

Transactions as filed

in the order they appear on the form

#	Owner	Asset	Type	Trade date	Notified	Amount	Notes
1	Spouse	AZO AutoZone, Inc. Common Stock (AZO) (Stock)	Sale	Sep 22, 2026	Oct 14, 2026	$15,001 to $50,000	Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.
2	Spouse	COST Costco Wholesale Corporation - Common Stock (COST) (Stock)	Sale	Sep 18, 2026	Oct 14, 2026	$1,001 to $15,000	Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave and the Clerk's filing date with the STOCK Act's deadlines (30 days after notification, never more than 45 days after the trade) and is not an ethics finding.

All of Rick W. Allen's reported trades Their filings