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Financial disclosures · Stock trades

Richard W. Allen

Periodic transaction report filed June 5, 2026, GA12. Member page · The Clerk's PDF (document 20034473)

7
Transactions
on 2 pages
0
Purchases
7
Sales
full and partial
0
Reported late
more than 45 days after the trade

Transactions as filed

in the order they appear on the form
#OwnerAssetTypeTrade dateNotifiedAmountNotes
1 Spouse ABT Abbott Laboratories Common Stock (ABT) (Stock) Sale Apr 16, 2026 May 4, 2026 $15,001 to $50,000 New. Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.
2 Spouse AMP Ameriprise Financial, Inc. Common Stock (AMP) (Stock) Sale Apr 15, 2026 May 4, 2026 $50,001 to $100,000 New. Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.
3 Spouse INTU Intuit Inc. - Common Stock (INTU) (Stock) Sale Apr 16, 2026 May 4, 2026 $15,001 to $50,000 New. Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.
4 Spouse PG Procter & Gamble Company (PG) (Stock) Sale Apr 16, 2026 May 4, 2026 $15,001 to $50,000 New. Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.
5 Spouse SPGI S&P Global Inc. Common Stock (SPGI) (Stock) Sale Apr 16, 2026 May 4, 2026 $15,001 to $50,000 New. Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.
6 Spouse US Treasury Note 3.75% DUE 12/31/28 (91282CJR3)) (Government security) Sale Apr 16, 2026 May 4, 2026 $100,001 to $250,000 New. Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.
7 Spouse US Treasury Note 4/375% DUE 12/15/26 (91282CJP7) (Government security) Sale Apr 16, 2026 May 4, 2026 $100,001 to $250,000 New. Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave against the 45-day rule and is not an ethics finding.

All of Rick W. Allen's reported trades Their filings

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