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Financial disclosures · Stock trades

Sheri Biggs

Periodic transaction report filed February 5, 2026, SC03. Member page · The Clerk's PDF (document 20033927)

26
Transactions
on 5 pages
6
Purchases
20
Sales
full and partial
0
Reported late
more than 45 days after the trade

Transactions as filed

in the order they appear on the form
#OwnerAssetTypeTrade dateNotifiedAmountNotes
1 Spouse APOLLO DEBT SOLUTIONS BDC CLASS S (Other) Purchase Dec 30, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services 26 L: US. Dividend reinvestment in a professionally managed account – Business Development Company.
2 Joint BANK OF NOVA SCOTIA (Corporate bond or note) Purchase Dec 31, 2025 Jan 12, 2026 $50,001 to $100,000 New. Subholding of UBS Financial Services, Inc. > UBS Financial Services, Inc. 96. Structured investment product based on RTY. Professionally managed account.
3 Joint BNP PARIBAS (Corporate bond or note) Purchase Dec 31, 2025 Jan 12, 2026 $50,001 to $100,000 New. Subholding of UBS Financial Services, Inc. > UBS Financial Services, Inc. 96. Structured investment product based on SPX. Professionally managed account.
4 Spouse COATUE INNOVATION FUND (Hedge or private equity fund (non-EIF)) Purchase Dec 26, 2025 Jan 12, 2026 $250,001 to $500,000 New. Subholding of W.S.B Trust > UBS Financial Services 26. Professionally managed account. CTEK Class S
5 Spouse Fannie Mae Note 9/24/26 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professional managed account.
6 Spouse OAKTREE STRATEGIC CREDIT FUND CLASS S (Other) Purchase Dec 30, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services 26 L: US. Dividend reinvestment in a professionally managed account – Business Development Company.
7 Spouse ICAPITAL SL PARTNERS VII (ICAPITAL), L.P. FUND (Hedge or private equity fund (non-EIF)) Purchase Dec 26, 2025 Jan 12, 2026 $50,001 to $100,000 New. Subholding of W.S.B Trust > UBS Financial Services 26. Professionally managed account.
8 Spouse US TSY NOTE 02/15/33 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.
9 Spouse US TSY NOTE 02/15/28 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.
10 Spouse US TSY NOTE 02/15/30 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.
11 Spouse US TSY NOTE 02/15/31 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.
12 Spouse US TSY NOTE 02/15/32 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.
13 Spouse US TSY NOTE 02/15/34 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.
14 Spouse US TSY NOTE 02/28/27 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.
15 Spouse US TSY NOTE 05/15/32 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.
16 Spouse US TSY NOTE 05/31/30 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.
17 Spouse US TSY NOTE 08/15/27 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professional managed account.
18 Spouse US TSY NOTE 08/15/29 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.
19 Spouse US TSY NOTE 08/15/31 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.
20 Spouse US TSY NOTE 08/15/33 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.
21 Spouse US TSY NOTE 11/15/29 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.
22 Spouse US TSY NOTE 11/15/31 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.
23 Spouse US TSY NOTE 11/15/32 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.
24 Spouse US TSY NOTE 11/15/33 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.
25 Spouse US TSY NOTE 11/15/34 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.
26 Spouse US TSY NOTE 11/30/26 (Government security) Sale (partial) Dec 22, 2025 Jan 12, 2026 $1,001 to $15,000 New. Subholding of W.S.B Trust > UBS Financial Services Inc 35. Professionally managed account.

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave against the 45-day rule and is not an ethics finding.

All of Sheri Biggs's reported trades Their filings

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