0
Reported late
more than 45 days after the trade
Transactions as filed
in the order they appear on the form
| # | Owner | Asset | Type | Trade date | Notified | Amount | Notes |
|---|
| 1 |
Spouse |
ALPHAKEYS BLACKSTONE LIFE SCIENCES VI LP
(Hedge or private equity fund (non-EIF))
|
Purchase |
Aug 31, 2026 |
Sep 9, 2026 |
$1,001 to $15,000 |
New. Subholding of W.S.B Trust > UBS Financial Services 26. Professionally managed account. |
| 2 |
Spouse |
Apollo Debt Solutions BDC Class S
(Other)
|
Purchase |
Aug 28, 2026 |
Sep 9, 2026 |
$1,001 to $15,000 |
New. Subholding of W.S.B Trust > UBS Financial Services 26 L: US. Dividend reinvestment in a professionally managed account – Business Development Company. |
| 3 |
Spouse |
Bank of Nova Scotia
(Corporate bond or note)
|
Sale |
Aug 19, 2026 |
Sep 9, 2026 |
$500,001 to $1,000,000 |
New. Subholding of W.S.B Trust > Rockefeller Cap. Mgmt 3. Professionally managed account. Structured product based on XLE. |
| 4 |
Spouse |
Bank of Nova Scotia
(Corporate bond or note)
|
Purchase |
Sep 1, 2026 |
Sep 9, 2026 |
$500,001 to $1,000,000 |
New. Subholding of W.S.B Trust > Rockefeller Cap. Mgmt 3. Structured investment product based on SPX. |
Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept.
Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave against the 45-day rule and is not an ethics finding.
All of Sheri Biggs's reported trades
Their filings