Skip to main content

Financial disclosures · Stock trades

John W. Rose

John W. Rose filed a periodic transaction report on September 12, 2026 listing 1 transaction.

TN06. Member page · The Clerk's PDF (document 20035445)

1
Transaction
from a 1-page report
0
Purchases
1
Sale
full and partial
0
Reported late
past the 30-day or 45-day deadline

Transactions as filed

in the order they appear on the form
#OwnerAssetTypeTrade dateNotifiedAmountNotes
1 Member American Funds AMCAP Fund Class A M/F [MF} (Other) Sale Jun 3, 2025 Jun 4, 2025 $500,001 to $1,000,000 Amended. Subholding of Raymond James Brokerage Account. Location: US. This Transaction was misidentified as a sale of AMERICAN FUNDS SMALLCAP WORLD FUND CL A M/F (SMCWX) when it should have been identified as American Funds AMCAP…

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave and the Clerk's filing date with the STOCK Act's deadlines (30 days after notification, never more than 45 days after the trade) and is not an ethics finding.

More from this filer

Get an email when John W. Rose votes or files a bill Free account.

All of John W. Rose's reported trades Their filings

Report a problem