Steve Cohen

Periodic transaction report filed May 15, 2026, TN09. Member page · The Clerk's PDF (document 20034452)

Transaction

from a 1-page report

Purchase

Sales

full and partial

Reported late

past the 30-day or 45-day deadline

Transactions as filed

in the order they appear on the form

#	Owner	Asset	Type	Trade date	Notified	Amount	Notes
1	Member	SFGYY SONY FINL GROUP INC U/ADR (SFGYY) (Stock)	Purchase	Dec 26, 2025	Jan 21, 2026	$1,001 to $15,000	Amended. Subholding of Stephens SEP IRA.

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave and the Clerk's filing date with the STOCK Act's deadlines (30 days after notification, never more than 45 days after the trade) and is not an ethics finding.

All of Steve Cohen's reported trades Their filings