Steve Cohen

Periodic transaction report filed April 28, 2026, TN09. Member page · The Clerk's PDF (document 20034368)

Transaction

from a 1-page report

Purchases

Sale

full and partial

Reported late

past the 30-day or 45-day deadline

Transactions as filed

in the order they appear on the form

#	Owner	Asset	Type	Trade date	Notified	Amount	Notes
1	Member	METROPOLITAN GOVT NA DAVIDSON CNTY TENN HEALTH & ED L FACS BRD 3.750% 03/15/28 B (Government security)	Sale	Mar 16, 2026	Apr 14, 2026	$1,001 to $15,000	Subholding of Stephens Advantage Account.

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave and the Clerk's filing date with the STOCK Act's deadlines (30 days after notification, never more than 45 days after the trade) and is not an ethics finding.

All of Steve Cohen's reported trades Their filings