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Financial disclosures · Stock trades

Rick Larsen

Periodic transaction report filed April 15, 2026, WA02. Member page · The Clerk's PDF (document 20034351)

11
Transactions
on 3 pages
4
Purchases
5
Sales
full and partial
0
Reported late
more than 45 days after the trade

Transactions as filed

in the order they appear on the form
#OwnerAssetTypeTrade dateNotifiedAmountNotes
1 Member AXP American Express Company Common Stock (AXP) (Stock) Sale Apr 7, 2026 Apr 9, 2026 $1,001 to $15,000 New. Subholding of Richard R Larsen IRA. Advisor-driven quarterly rebalancing
2 Member AWK American Water Works Company, Inc. Common Stock (AWK) (Stock) Sale Apr 7, 2026 Apr 9, 2026 $1,001 to $15,000 New. Subholding of Richard R Larsen IRA. Advisor-driven quarterly rebalancing
3 Member BR Broadridge Financial Solutions, Inc. Common Stock (BR) (Stock) Sale Apr 7, 2026 Apr 9, 2026 $1,001 to $15,000 New. Subholding of Richard R Larsen IRA. Advisor-driven quarterly rebalancing
4 Member CARR Carrier Global Corporation Common Stock (CARR) (Stock) Purchase Apr 7, 2026 Apr 9, 2026 $1,001 to $15,000 New. Subholding of Richard R Larsen IRA. Advisor-driven quarterly rebalancing
5 Member CASY Caseys General Stores, Inc. - Common Stock (CASY) (Stock) Purchase Apr 7, 2026 Apr 9, 2026 $1,001 to $15,000 New. Subholding of Richard R Larsen IRA. Advisor-driven quarterly rebalancing
6 Joint CNL Healthcare Properties Inc (widely held) (Other) Exchange Mar 31, 2026 Apr 9, 2026 $1,001 to $15,000 New. Subholding of Ameriprise One Account L: US. CNL Properties (a widely held REIT) directors executed a sale of assets and Sonida Living, a common stock- based company, purchased those assets in March. This…
7 Member NEE NextEra Energy, Inc. Common Stock (NEE) (Stock) Purchase Apr 7, 2026 Apr 9, 2026 $1,001 to $15,000 New. Subholding of Richard R Larsen IRA. Advisor-driven quarterly rebalancing
8 Member PAYX Paychex, Inc. - Common Stock (PAYX) (Stock) Sale Apr 7, 2026 Apr 9, 2026 $1,001 to $15,000 New. Subholding of Richard R Larsen IRA. Advisor-driven quarterly rebalancing
9 Joint SNDA Sonida Senior Living, Inc. Common Stock (SNDA) (Stock) Sale Apr 7, 2026 Apr 9, 2026 $1,001 to $15,000 New. Subholding of Ameriprise One Account. CNL Properties directors executed a sale of assets and Sonida Living, a common stock-based company, purchased those assets in March. I directed advisor to sell…
10 Joint SNDA Sonida Senior Living, Inc. Common Stock (SNDA) (Stock) Exchange Mar 31, 2026 Apr 9, 2026 $1,001 to $15,000 New. Subholding of Ameriprise One Account. CNL Properties directors executed a sale of assets and Sonida Living, a common stock-based company, purchased those assets in March. I directed advisor to sell…
11 Member WAB Westinghouse Air Brake Technologies Corporation Common Stock (WAB) (Stock) Purchase Apr 7, 2026 Apr 9, 2026 $1,001 to $15,000 New. Subholding of Richard R Larsen IRA. Advisor-driven quarterly rebalancing

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave against the 45-day rule and is not an ethics finding.

All of Rick Larsen's reported trades Their filings

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