Rick W. Allen

Periodic transaction report filed February 17, 2026, GA12. Member page · The Clerk's PDF (document 20033945)

Transactions

from a 2-page report

Purchases

Sales

full and partial

Reported late

past the 30-day or 45-day deadline

Transactions as filed

in the order they appear on the form

#	Owner	Asset	Type	Trade date	Notified	Amount	Notes
1	Spouse	AWK American Water Works Company, Inc. Common Stock (AWK) (Stock)	Sale	Jan 14, 2026	Feb 4, 2026	$50,001 to $100,000	Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.
2	Spouse	PAYX Paychex, Inc. - Common Stock (PAYX) (Stock)	Sale	Jan 14, 2026	Feb 4, 2026	$15,001 to $50,000	Subholding of LIVTR.
3	Spouse	SPGI S&P Global Inc. Common Stock (SPGI) (Stock)	Purchase	Jan 14, 2026	Feb 4, 2026	$15,001 to $50,000	Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.
4	Member	US Treasury Note 3.5% DUE 01/31/28 (91282CGH8) (Government security)	Purchase	Jan 26, 2026	Feb 4, 2026	$100,001 to $250,000	Subholding of SCH1.

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave and the Clerk's filing date with the STOCK Act's deadlines (30 days after notification, never more than 45 days after the trade) and is not an ethics finding.

All of Rick W. Allen's reported trades Their filings