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Financial disclosures · Stock trades

Richard W. Allen

Periodic transaction report filed February 17, 2026, GA12. Member page · The Clerk's PDF (document 20033945)

4
Transactions
on 2 pages
2
Purchases
2
Sales
full and partial
0
Reported late
more than 45 days after the trade

Transactions as filed

in the order they appear on the form
#OwnerAssetTypeTrade dateNotifiedAmountNotes
1 Spouse AWK American Water Works Company, Inc. Common Stock (AWK) (Stock) Sale Jan 14, 2026 Feb 4, 2026 $50,001 to $100,000 New. Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.
2 Spouse PAYX Paychex, Inc. - Common Stock (PAYX) (Stock) Sale Jan 14, 2026 Feb 4, 2026 $15,001 to $50,000 New. Subholding of LIVTR.
3 Spouse SPGI S&P Global Inc. Common Stock (SPGI) (Stock) Purchase Jan 14, 2026 Feb 4, 2026 $15,001 to $50,000 New. Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.
4 Member US Treasury Note 3.5% DUE 01/31/28 (91282CGH8) (Government security) Purchase Jan 26, 2026 Feb 4, 2026 $100,001 to $250,000 New. Subholding of SCH1.

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave against the 45-day rule and is not an ethics finding.

All of Rick W. Allen's reported trades Their filings

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