Steve Cohen
Periodic transaction report filed January 14, 2026, TN09. Member page · The Clerk's PDF
5
Transactions
from a 2-page report
0
Purchases
5
Sales
full and partial
0
Reported late
past the 30-day or 45-day deadline
Transactions as filed
| # | Owner | Asset | Type | Trade date | Notified | Amount | Notes |
|---|---|---|---|---|---|---|---|
| 1 | Member | OZKAP Bank OZK - 4.625% Series A Non- Cumulative Perpetual Preferred Stock (OZKAP) | Sale (partial) | Dec 17, 2025 | Dec 30, 2025 | $15,001 to $50,000 | Subholding of Stephens Advantage Account. |
| 2 | Member | RFI Cohen & Steers Total Return Realty Fund, Inc. Common Stock (RFI) | Sale | Dec 17, 2025 | Dec 30, 2025 | $1,001 to $15,000 | Subholding of Stephens Advantage Account. |
| 3 | Member | GS Goldman Sachs Group, Inc. (GS) | Sale (partial) | Dec 17, 2025 | Dec 30, 2025 | $15,001 to $50,000 | Subholding of Stephens Advantage Account. |
| 4 | Member | GS Goldman Sachs Group, Inc. (GS) | Sale (partial) | Dec 17, 2025 | Dec 30, 2025 | $15,001 to $50,000 | Subholding of Stephens Advantage Account. |
| 5 | Member | MS Morgan Stanley Common Stock (MS) | Sale (partial) | Dec 17, 2025 | Dec 30, 2025 | $50,001 to $100,000 | Subholding of Stephens Advantage Account. |