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Financial disclosures · Stock trades

Steve Cohen

Periodic transaction report filed January 14, 2026, TN09. Member page · The Clerk's PDF (document 20033754)

5
Transactions
on 2 pages
0
Purchases
5
Sales
full and partial
0
Reported late
more than 45 days after the trade

Transactions as filed

in the order they appear on the form
#OwnerAssetTypeTrade dateNotifiedAmountNotes
1 Member OZKAP Bank OZK - 4.625% Series A Non- Cumulative Perpetual Preferred Stock (OZKAP) (Stock) Sale (partial) Dec 17, 2025 Dec 30, 2025 $15,001 to $50,000 New. Subholding of Stephens Advantage Account.
2 Member RFI Cohen & Steers Total Return Realty Fund, Inc. Common Stock (RFI) (Stock) Sale Dec 17, 2025 Dec 30, 2025 $1,001 to $15,000 New. Subholding of Stephens Advantage Account.
3 Member GS Goldman Sachs Group, Inc. (GS) (Stock) Sale (partial) Dec 17, 2025 Dec 30, 2025 $15,001 to $50,000 New. Subholding of Stephens Advantage Account.
4 Member GS Goldman Sachs Group, Inc. (GS) (Stock) Sale (partial) Dec 17, 2025 Dec 30, 2025 $15,001 to $50,000 New. Subholding of Stephens Advantage Account.
5 Member MS Morgan Stanley Common Stock (MS) (Stock) Sale (partial) Dec 17, 2025 Dec 30, 2025 $50,001 to $100,000 New. Subholding of Stephens Advantage Account.

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave against the 45-day rule and is not an ethics finding.

All of Steve Cohen's reported trades Their filings

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