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Financial disclosures · Stock trades

Rick W. Allen

Periodic transaction report filed January 15, 2026, GA12. Member page · The Clerk's PDF (document 20033751)

2
Transactions
from a 1-page report
1
Purchase
1
Sale
full and partial
0
Reported late
past the 30-day or 45-day deadline

Transactions as filed

in the order they appear on the form
#OwnerAssetTypeTrade dateNotifiedAmountNotes
1 Spouse FERG Ferguson Enterprises Inc. Common Stock (FERG) (Stock) Purchase Dec 12, 2025 Jan 6, 2026 $15,001 to $50,000 Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.
2 Spouse NFLX Netflix, Inc. - Common Stock (NFLX) (Stock) Sale Dec 12, 2025 Jan 6, 2026 $1,001 to $15,000 Subholding of R.W. Allen & Associates, Inc. > RWA&A - Securities.

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave and the Clerk's filing date with the STOCK Act's deadlines (30 days after notification, never more than 45 days after the trade) and is not an ethics finding.

All of Rick W. Allen's reported trades Their filings

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