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HR 9605 117th Congress House Finance and Financial Sector

To amend the Securities Act of 1933 to expand the research report exception to include reports about any issuer that undertakes a proposed offering of public securities.

Introduced: December 15, 2022 Introduced by: Williams, Roger Republican · Texas See on congress.gov
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 Everywhere this bill has been 2 steps
Introduced
In committee
Reported out
Passed House
Passed Senate
To President
Became law
Dec 15, 2022
Referred to the House Committee on Financial Services.
Dec 15, 2022
Introduced in House
 Plain-English summary Congressional Research Service

This bill allows a securities broker or dealer to publish or distribute a research report on a proposed public offering without it being considered an offer to sell securities for purposes of registration requirements. Currently, reports regarding a proposed public offering by an emerging growth company fall under this exception.

What's happening now December 15, 2022

Referred to the House Committee on Financial Services.

 Committees of jurisdiction 1