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Financial disclosures · Stock trades

Lisa C. McClain

Periodic transaction report filed October 12, 2026, MI09. Member page · The Clerk's PDF (document 20035585)

9
Transactions
from a 2-page report
8
Purchases
1
Sale
full and partial
0
Reported late
past the 30-day or 45-day deadline

Transactions as filed

in the order they appear on the form
#OwnerAssetTypeTrade dateNotifiedAmountNotes
1 Spouse CACI CACI International, Inc. Class A Common Stock (CACI) (Stock) Purchase Sep 14, 2026 Oct 1, 2026 $15,001 to $50,000 Subholding of Charles Schwab 401K (Hantz) > Schwab 824.
2 Spouse CAT Caterpillar, Inc. Common Stock (CAT) (Stock) Purchase Sep 28, 2026 Oct 1, 2026 $1,001 to $15,000 Subholding of Charles Schwab 401K (Hantz) > Schwab 586.
3 Spouse IBRX ImmunityBio, Inc. - Common Stock (IBRX) (Stock) Purchase Sep 30, 2026 Oct 1, 2026 $1,001 to $15,000 Subholding of Charles Schwab 401K (Hantz) > Schwab 824.
4 Spouse IBRX ImmunityBio, Inc. - Common Stock (IBRX) (Stock) Purchase Sep 28, 2026 Oct 1, 2026 $1,001 to $15,000 Subholding of Charles Schwab 401K (Hantz) > Schwab 824.
5 Spouse MSFT Microsoft Corporation - Common Stock (MSFT) (Stock) Purchase Sep 30, 2026 Oct 1, 2026 $1,001 to $15,000 Subholding of Charles Schwab 401K (Hantz) > Schwab 824.
6 Spouse NG Novagold Resources Inc. (NG) (Stock) Purchase Sep 14, 2026 Oct 1, 2026 $1,001 to $15,000 Subholding of Charles Schwab 401K (Hantz) > Schwab 824.
7 Spouse OLN Olin Corporation Common Stock (OLN) (Stock) Purchase Sep 14, 2026 Oct 1, 2026 $15,001 to $50,000 Subholding of Charles Schwab 401K (Hantz) > Schwab 824.
8 Spouse STX Seagate Technology Holdings PLC - Ordinary Shares (STX) (Stock) Sale (partial) Sep 30, 2026 Oct 1, 2026 $15,001 to $50,000 Subholding of Charles Schwab 401K (Hantz) > Schwab 824.
9 Spouse RIG Transocean Ltd (RIG) (Stock) Purchase Sep 14, 2026 Oct 1, 2026 $15,001 to $50,000 Subholding of Charles Schwab 401K (Hantz) > Schwab 824.

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave and the Clerk's filing date with the STOCK Act's deadlines (30 days after notification, never more than 45 days after the trade) and is not an ethics finding.

All of Lisa C. McClain's reported trades Their filings

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