William R. Keating

Periodic transaction report filed August 13, 2026, MA09. Member page · The Clerk's PDF (document 20034898)

Transactions

on 1 page

Purchases

Sales

full and partial

Reported late

more than 45 days after the trade

Transactions as filed

in the order they appear on the form

#	Owner	Asset	Type	Trade date	Notified	Amount	Notes
1	Member	CAPITAL ONE FINL CORP NOTE 7.62400% 10/30/2031 (Corporate bond or note)	Purchase	Jun 30, 2026	Aug 11, 2026	$1,001 to $15,000	New. Subholding of Focus Partners IRA. 14040HDC6
2	Member	HCA INC. NOTE CALL MAKE WHOLE 5.62500% 09/01/2028 (Corporate bond or note)	Purchase	Jun 30, 2026	Aug 11, 2026	$15,001 to $50,000	New. Subholding of Focus Partners IRA. 404121AJ4

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave against the 45-day rule and is not an ethics finding.

All of William R. Keating's reported trades Their filings