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Financial disclosures · Stock trades

Neal Patrick MD, Facs Dunn

Periodic transaction report filed June 23, 2026, FL02. Member page · The Clerk's PDF (document 20034815)

3
Transactions
on 2 pages
0
Purchases
3
Sales
full and partial
0
Reported late
more than 45 days after the trade

Transactions as filed

in the order they appear on the form
#OwnerAssetTypeTrade dateNotifiedAmountNotes
1 Member AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) (Stock) Sale May 11, 2026 Jun 17, 2026 $15,001 to $50,000 New. Subholding of IRA #3.
2 Member JP Morgan Chase & Co Depositary Shares Preferred Series GG (Other) Sale May 11, 2026 Jun 17, 2026 $50,001 to $100,000 New. Subholding of IRA #3 L: US. Preferred Stock
3 Member Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E) (Stock) Sale May 11, 2026 Jun 17, 2026 $50,001 to $100,000 New. Subholding of IRA #3.

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave against the 45-day rule and is not an ethics finding.

All of Neal P. Dunn's reported trades Their filings

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