Jefferson Shreve

Periodic transaction report filed June 6, 2026, IN06. Member page · The Clerk's PDF (document 20034653)

Transactions

on 1 page

Purchases

Sales

full and partial

Reported late

more than 45 days after the trade

Transactions as filed

in the order they appear on the form

#	Owner	Asset	Type	Trade date	Notified	Amount	Notes
1	Member	JP Morgan 3-Year Auto Callable Buffer Note INDU/NDX/RTY- May 2026 (Corporate bond or note)	Purchase	May 20, 2026	May 28, 2026	$5,000,001 to $25,000,000	New. Subholding of A. Advisory Account holding Structured Notes. Structured Note
2	Member	Morgan Stanley 37-Month One-time Callable Note INDU/SPX - May 2026 (Corporate bond or note)	Purchase	May 20, 2026	May 28, 2026	$1,000,001 to $5,000,000	New. Subholding of A. Advisory Account holding Structured Notes. Structured Note

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave against the 45-day rule and is not an ethics finding.

All of Jefferson Shreve's reported trades Their filings