Neal Patrick MD, Facs Dunn

Periodic transaction report filed March 17, 2026, FL02. Member page · The Clerk's PDF (document 20034114)

Transactions

on 2 pages

Purchases

Sales

full and partial

Reported late

more than 45 days after the trade

Transactions as filed

in the order they appear on the form

#	Owner	Asset	Type	Trade date	Notified	Amount	Notes
1	Member	Cadence Bank 5.50% Series A (CADE$A) (Stock)	Exchange	Feb 2, 2026	Mar 2, 2026	$1,001 to $15,000	New. Subholding of IRA #3. Received Huntington Banc Shares Series-L in exchange for asset listed above due to corporate action.
2	Member	HBANZ Huntington Bancshares Incorporated - Depositary Shares L Preferred Stock (HBANZ) (Other)	Exchange	Feb 2, 2026	Mar 2, 2026	$1,001 to $15,000	New. Subholding of IRA #3 L: US. Received asset listed above in exchange for Cadence Bank Preferred Shares due to corporate action.

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave against the 45-day rule and is not an ethics finding.

All of Neal P. Dunn's reported trades Their filings