Jefferson Shreve

Periodic transaction report filed January 1, 2026, IN06. Member page · The Clerk's PDF (document 20033705)

Transactions

on 2 pages

Purchases

Sales

full and partial

Reported late

more than 45 days after the trade

Transactions as filed

in the order they appear on the form

#	Owner	Asset	Type	Trade date	Notified	Amount	Notes
1	Member	JP Morgan 3-year auto callable buffer note (Corporate bond or note)	Purchase	Dec 30, 2025	Dec 30, 2025	$5,000,001 to $25,000,000	New. Subholding of Advisory Account holding Structured Notes. Structured Note
2	Member	Prudential RILA - 10% Buffer 3-year Alliance Bernstein 500 Plus Index (Variable annuity)	Purchase	Dec 29, 2025	Dec 30, 2025	$5,000,001 to $25,000,000	New. Subholding of Registered Index Linked Annuity (RILA). Buffered Index Annuity

Read from the Clerk's e-filed PDF; the PDF is the primary source and the filer's wording is kept. Amounts are the ranges on the form. "Late" compares the trade and notification dates the filer gave against the 45-day rule and is not an ethics finding.

All of Jefferson Shreve's reported trades Their filings