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S. 3965 117th Congress Senate

Increasing Access to Adviser Information Act

Official title: A bill to provide that broker-dealers who provide research services to an investment manager and receive payments from certain accounts is not an investment adviser, and for other purposes.

Introduced: March 30, 2022 Introduced by: Jerry Moran Republican · Kansas See on congress.gov
Finance and Financial Sector
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This bill died when the 117th Congress ended
It never became law before the 117th Congress (2021–2022) adjourned, and bills don't carry over to the next Congress. It would have to be reintroduced. You can still save it for reference, but it won't receive updates.
 Everywhere this bill has been 2 steps
Introduced
In committee
Reported out
Passed House
Passed Senate
To President
Became law
Mar 30, 2022
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Mar 30, 2022
Introduced in Senate
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 Latest action March 30, 2022

Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

 Plain-English summary Congressional Research Service

Increasing Access to Adviser Information Act

This bill excludes from investment adviser regulations any research activity performed by a broker or a dealer in line with similar foreign laws and regulations.

 Bill text 1 version

Source documents hosted by congress.gov.

 Committees of jurisdiction 1
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APA
U.S. Congress. (2026). S. 3965: Increasing Access to Adviser Information Act. 117th Congress. Open America. https://openamerica.io/bill/117-S-3965/
MLA
"S. 3965: Increasing Access to Adviser Information Act." 117th Congress, 2026, Open America, https://openamerica.io/bill/117-S-3965/.
Bluebook (legal)
S. 3965, 117th Cong. (2026), https://openamerica.io/bill/117-S-3965/.
Markdown link
[S. 3965: Increasing Access to Adviser Information Act](https://openamerica.io/bill/117-S-3965/)
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