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S 1854 116th Congress Senate Finance and Financial Sector Administrative remedies Civil actions and liability Financial services and investments Fraud offenses and financial crimes Securities

Stronger Enforcement of Civil Penalties Act of 2019

Introduced: June 13, 2019 Introduced by: Reed, Jack Democratic · Rhode Island See on congress.gov
 Everywhere this bill has been 2 steps
Introduced
In committee
Reported out
Passed House
Passed Senate
To President
Became law
Jun 13, 2019
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. (S3481-3482)
Jun 13, 2019
Introduced in Senate
 Plain-English summary Congressional Research Service

Stronger Enforcement of Civil Penalties Act of 2019

This bill increases civil and administrative monetary penalties for securities laws violations.

The bill also adds a fourth tier of monetary penalties for violations by a person that, within the five-year period preceding the violation (1) was criminally convicted for securities fraud; or (2) became subject to a judgment or order imposing monetary, equitable, or administrative relief in a Securities and Exchange Commission (SEC) action alleging fraud.

In addition, the bill expands penalties for violations of certain federal court injunctions or SEC orders.

What's happening now June 13, 2019

Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. (S3481-3482)

 Committees of jurisdiction 1