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S. 3004 115th Congress Senate

Small Business Audit Correction Act of 2018

Official title: A bill to amend the Sarbanes-Oxley Act of 2002 to exclude privately held, non-custody brokers and dealers that are in good standing from certain requirements u… Show full official titleShow less

Official title: A bill to amend the Sarbanes-Oxley Act of 2002 to exclude privately held, non-custody brokers and dealers that are in good standing from certain requirements under title I of that Act, and for other purposes.

Introduced: June 6, 2018 Introduced by: Tom Cotton Republican · Arkansas See on congress.gov
Finance and Financial Sector Accounting and auditingFinancial services and investmentsLicensing and registrationsSmall business
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This bill died when the 115th Congress ended
It never became law before the 115th Congress (2017–2018) adjourned, and bills don't carry over to the next Congress. It would have to be reintroduced. You can still save it for reference, but it won't receive updates.
 Everywhere this bill has been 4 steps
Introduced
In committee
Reported out
Passed House
Passed Senate
To President
Became law
Jun 28, 2018
Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 115-406.
Jun 26, 2018
Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 115-354.
Jun 6, 2018
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Jun 6, 2018
Introduced in Senate
 Amendments to this bill 1

Amendments propose changes to this bill. Members vote on amendments separately before the final bill vote. An agreed amendment becomes part of the bill; a failed amendment does not.

AmendmentSponsorPurposeStatusLatest action
SAMDT 4,020 Cotton, Tom In the nature of a substitute. No recorded outcome Sep 17, 2018
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 Latest action June 28, 2018

Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 115-406.

 Plain-English summary Congressional Research Service

Small Business Audit Correction Act of 2018

This bill amends the Sarbanes-Oxley Act of 2002 to exempt certain privately held, non-custody brokers and dealers from specified audit report requirements.

 Related & companion bills 1
  • HR 6021 Identical bill Small Business Audit Correction Act of 2018
 Bill text 1 version

Source documents hosted by congress.gov.

 Committees of jurisdiction 1
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APA
U.S. Congress. (2026). S. 3004: Small Business Audit Correction Act of 2018. 115th Congress. Open America. https://openamerica.io/bill/115-S-3004/
MLA
"S. 3004: Small Business Audit Correction Act of 2018." 115th Congress, 2026, Open America, https://openamerica.io/bill/115-S-3004/.
Bluebook (legal)
S. 3004, 115th Cong. (2026), https://openamerica.io/bill/115-S-3004/.
Markdown link
[S. 3004: Small Business Audit Correction Act of 2018](https://openamerica.io/bill/115-S-3004/)
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