Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2013
| Date | Chamber | What was voted on | Result | Yes–No | |
|---|---|---|---|---|---|
| Jan 14, 2014 | House · vote #14 | On Motion to Suspend the Rules and Pass, as Amended | Passed | 422–0 | See who voted → |
Have a question about what this bill does? Ask in plain English; the answer is drawn from the bill's actual text and official record, and it'll tell you when something isn't in the text rather than guess.
Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2014 - Amends the Securities Exchange Act of 1934 to exempt from its registration requirements certain merger and acquisition (M&A) brokers and associated persons.
Denies such registration exemption, however, to brokers who: (1) receive, hold, transmit, or have custody of any funds or securities to be exchanged by parties to a transfer of ownership of an eligible privately held company; or (2) engage on behalf of an issuer in a public offering of securities that are either subject to mandatory registration, or with respect to which the issuer must file periodic information, documents, and reports.
Prohibits the construction of this Act to limit any other authority of the Securities and Exchange Commission (SEC) to exempt any person, or any class of persons, from any provision of this Act, including any related rule or regulation.
Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
- Engrossed in House Formatted Text PDF Formatted XML
- Introduced in House Formatted Text PDF Formatted XML
- Referred in Senate Formatted Text PDF Formatted XML
- Reported in House Formatted Text PDF Formatted XML
Cite this page
U.S. Congress. (2026). H.R. 2274: Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2014. 113th Congress. Open America. https://openamerica.io/bill/113-HR-2274/
"H.R. 2274: Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2014." 113th Congress, 2026, Open America, https://openamerica.io/bill/113-HR-2274/.
H.R. 2274, 113th Cong. (2026), https://openamerica.io/bill/113-HR-2274/.
[H.R. 2274: Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2014](https://openamerica.io/bill/113-HR-2274/)