H.R. 2269 107th Congress House

Retirement Security Advice Act of 2001

Official title: To amend title I of the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 1986 to promote the provision of retirement investment… Show full official titleShow less

Official title: To amend title I of the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 1986 to promote the provision of retirement investment advice to workers managing their retirement income assets.

Introduced: October 16, 2001 See on congress.gov

Labor and Employment Affiliated corporationsBrokersBusiness recordsCommerce

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Conflict of interestsConsumer educationEmployee benefit plansExcise taxFeesFinance and Financial SectorFinancial institutionsFinancial servicesGovernment Operations and PoliticsGovernment paperworkInformation disclosure (Securities law)Insurance companiesInvestment advisersLawLoansPension fundsSecuritiesTax penaltiesTax-deferred compensation plansTaxationTrusts and trustees

Everywhere this bill has been 26 steps

Introduced

In committee

Reported out

Passed House

Passed Senate

To President

Became law

Nov 16, 2001

Received in the Senate and Read twice and referred to the Committee on Finance.

Nov 15, 2001

Motion to reconsider laid on the table Agreed to without objection.

Nov 15, 2001

On passage Passed by recorded vote: 280 - 144 (Roll no. 442).

Nov 15, 2001

Considered as unfinished business. (consideration: CR H8213-8215)

Nov 15, 2001

The previous question was ordered pursuant to the rule.

Nov 15, 2001

DEBATE - The House proceeded with one hour of debate on the amendment offered by Mr. Andrews.

Nov 15, 2001

DEBATE - Pursuant to the provisions of H. Res. 288, the House proceeded with one hour and forty minutes of debate on H.R. 2269.

Nov 15, 2001

Rule provides for consideration of H.R. 2269 with 1 hour and 40 minutes of general debate. Previous question shall be considered as ordered without intervening motions except motion to recommit with or without instructions. In lieu of the amendments recommended by the Committee on Education and the Workforce and the Committee on Ways and Means now printed in the bill, the amendment in the nature of a substitute printed in part A of the report of the Committee on Rules accompanying this resolution shall be considered as adopted. Measure will be considered read. A specified amendment is in order.

Nov 15, 2001

Considered under the provisions of rule H. Res. 288. (consideration: CR H8190-8213; text of measure as reported in House: CR H8190-8193)

Nov 15, 2001

Rule H. Res. 288 passed House.

Nov 14, 2001

Rules Committee Resolution H. Res. 288 Reported to House. Rule provides for consideration of H.R. 2269 with 1 hour and 40 minutes of general debate. Previous question shall be considered as ordered without intervening motions except motion to recommit with or without instructions. In lieu of the amendments recommended by the Committee on Education and the Workforce and the Committee on Ways and Means now printed in the bill, the amendment in the nature of a substitute printed in part A of the report of the Committee on Rules accompanying this resolution shall be considered as adopted. Measure will be considered read. A specified amendment is in order.

Nov 13, 2001

Placed on the Union Calendar, Calendar No. 174.

Nov 13, 2001

Reported (Amended) by the Committee on Ways and Means. H. Rept. 107-262, Part II.

Nov 9, 2001

House Committee on Ways and Means Granted an extension for further consideration ending not later than Nov. 13, 2001.

Nov 7, 2001

Ordered to be Reported (Amended) by the Yeas and Nays: 25 - 15.

Nov 7, 2001

Committee Consideration and Mark-up Session Held.

Oct 31, 2001

House Committee on Ways and Means Granted an extension for further consideration ending not later than Nov. 9, 2001.

Oct 31, 2001

Reported (Amended) by the Committee on Education and the Workforce. H. Rept. 107-262, Part I.

Oct 3, 2001

Ordered to be Reported (Amended) by the Yeas and Nays: 29 - 17.

Oct 3, 2001

Committee Consideration and Mark-up Session Held.

Aug 2, 2001

Forwarded by Subcommittee to Full Committee by Voice Vote.

Aug 2, 2001

Subcommittee Consideration and Mark-up Session Held.

Jul 17, 2001

Subcommittee Hearings Held.

Jul 17, 2001

Referred to the Subcommittee on Employer-Employee Relations.

Jun 21, 2001

Referred to the Committee on Education and the Workforce, and in addition to the Committee on Ways and Means, for a period to be subsequently determined by the Speaker, in each case for consideration of such provisions as fall within the jurisdiction of the committee concerned.

Jun 21, 2001

Introduced in House

Votes taken on this bill 1

Date	Chamber	What was voted on	Result	Yes–No
Nov 15, 2001	House · vote #442	On Passage	Passed	280–144	See who voted →

Amendments to this bill 2

Amendments propose changes to this bill. Members vote on amendments separately before the final bill vote. An agreed amendment becomes part of the bill; a failed amendment does not.

1 agreed to 1 failed

Amendment	Sponsor	Purpose	Status	Latest action
HAMDT 387	–	The amendment printed in part B of House Report 107-289.	Failed	Nov 15, 2001
HAMDT 386	–	An amendment printed in House Report 107-289 and considered as adopted pursuant to H. Res. 288.	Agreed to	Nov 15, 2001

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Latest action November 16, 2001

Received in the Senate and Read twice and referred to the Committee on Finance.

Plain-English summary Congressional Research Service

Retirement Security Advice Act of 2001 - Amends the Employee Retirement Income Security Act of 1974 (ERISA) and the Internal Revenue Code to allow prohibited transaction exemptions under specified conditions to: (1) a fiduciary adviser's providing certain investment advice to an employee benefit plan or to a participant or beneficiary of such plan; (2) sale, acquisition, or holding of securities or other property (including any lending of money or other extension of credit associated with these) pursuant to such advice; and (3) direct or indirect receipt of fees or other compensation by the fiduciary adviser or an affiliate in connection with providing such advice.

Related & companion bills 2

Bill text 4 versions

Engrossed in House Formatted Text PDF
Introduced in House Formatted Text PDF
Referred in Senate Formatted Text PDF
Reported in House Formatted Text PDF

Source documents hosted by congress.gov.

Committees of jurisdiction 4

Education and Workforce Committee
House of Representatives
Health, Employment, Labor, and Pensions Subcommittee
House of Representatives · subcommittee of Education and Workforce Committee
Ways and Means Committee
House of Representatives
Finance Committee
Senate

Cosponsors 13

Sessions, Pete

Texas · Oct 16, 2001

Calvert, Ken

California · Oct 5, 2001

South Carolina · Jul 30, 2001

Washington · Jun 21, 2001

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APA

U.S. Congress. (2026). H.R. 2269: Retirement Security Advice Act of 2001. 107th Congress. Open America. https://openamerica.io/bill/107-HR-2269/

MLA

"H.R. 2269: Retirement Security Advice Act of 2001." 107th Congress, 2026, Open America, https://openamerica.io/bill/107-HR-2269/.

Bluebook (legal)

H.R. 2269, 107th Cong. (2026), https://openamerica.io/bill/107-HR-2269/.

Markdown link

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