Increasing Access to Adviser Information Act
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Increasing Access to Adviser Information Act
This bill extends for 180 days Securities and Exchange Commission (SEC) guidance allowing broker-dealers to receive payments for research services provided to investment managers. Under current law, broker-dealers that receive payments for performing this service must register as investment advisors. However, the SEC through guidance currently waives enforcement against these broker-dealers. This waiver is set to expire on July 3, 2023.
The SEC must report on the impact of continuation or expiration of this guidance.
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
- Introduced in Senate Formatted Text PDF Formatted XML
Cite this page
U.S. Congress. (2026). S. 2141: Increasing Access to Adviser Information Act. 118th Congress. Open America. https://openamerica.io/bill/118-S-2141/
"S. 2141: Increasing Access to Adviser Information Act." 118th Congress, 2026, Open America, https://openamerica.io/bill/118-S-2141/.
S. 2141, 118th Cong. (2026), https://openamerica.io/bill/118-S-2141/.
[S. 2141: Increasing Access to Adviser Information Act](https://openamerica.io/bill/118-S-2141/)