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HR 4200 113th Congress House Finance and Financial Sector Banking and financial institutions regulation Business investment and capital Financial services and investments Licensing and registrations Small business State and local government operations

SBIC Advisers Relief Act of 2014

Introduced: March 11, 2014 See on congress.gov
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This bill died when the 113th Congress ended
It never became law before the 113th Congress (2013–2014) adjourned, and bills don't carry over to the next Congress. It would have to be reintroduced. You can still save it for reference, but it won't receive updates.
 Everywhere this bill has been 14 steps
Introduced
In committee
Reported out
Passed House
Passed Senate
To President
Became law
Dec 3, 2014
Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Dec 2, 2014
Motion to reconsider laid on the table Agreed to without objection.
Dec 2, 2014
On motion to suspend the rules and pass the bill Agreed to by voice vote. (text: CR H8239-8240)
Dec 2, 2014
Passed/agreed to in House: On motion to suspend the rules and pass the bill Agreed to by voice vote.(text: CR H8239-8240)
Dec 2, 2014
DEBATE - The House proceeded with forty minutes of debate on H.R. 4200.
Dec 2, 2014
Considered under suspension of the rules. (consideration: CR H8239-8240)
Dec 2, 2014
Mr. Luetkemeyer moved to suspend the rules and pass the bill.
Dec 2, 2014
Placed on the Union Calendar, Calendar No. 481.
Dec 2, 2014
Reported by the Committee on Financial Services. H. Rept. 113-641.
May 22, 2014
Ordered to be Reported by the Yeas and Nays: 56 - 0.
May 22, 2014
Committee Consideration and Mark-up Session Held.
Apr 9, 2014
Hearings Held by the Subcommittee on Capital Markets and Government Sponsored Enterprises Prior to Referral.
Mar 11, 2014
Referred to the House Committee on Financial Services.
Mar 11, 2014
Introduced in House
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 Plain-English summary Congressional Research Service

(This measure has not been amended since it was introduced. The summary of that version is repeated here.)

SBIC Advisers Relief Act of 2014 - Amends the Investment Advisers Act of 1940 to exempt specified advisers of small business investment companies (SBICs) from certain: (1) Securities and Exchange Commission (SEC) registration requirements with respect to the provision of investment advice relating to venture capital funds, and (2) SEC registration and reporting requirements with respect to assets under management of private funds.

Provides the same exemption with respect to any state or local law requiring the registration, licensing, or qualifications of investment advisers.

What's happening now December 3, 2014

Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

 Related & companion bills 2
  • HR 5405 Related bill Promoting Job Creation and Reducing Small Business Burdens Act
  • S 2765 Identical bill SBIC Advisers Relief Act of 2014
 Bill text 4 versions

Source documents hosted by congress.gov.

 Committees of jurisdiction 3
 Cosponsors 7
All 7 Democratic 4
D
Schneider, Bradley Scott
Illinois · May 21, 2014
 D
Foster, Bill
Illinois · May 15, 2014
Rothfus, Keith
· May 15, 2014
 D
Himes, James A.
Connecticut · May 6, 2014
 D
Moore, Gwen
Wisconsin · May 6, 2014
McHenry, Patrick
· Apr 4, 2014
Paulsen, Erik
· Mar 27, 2014
Cite this page click to expand
APA
U.S. Congress. (2026). H.R. 4200: SBIC Advisers Relief Act of 2014. 113th Congress. Open America. https://openamerica.io/bill/113-HR-4200/
MLA
"H.R. 4200: SBIC Advisers Relief Act of 2014." 113th Congress, 2026, Open America, https://openamerica.io/bill/113-HR-4200/.
Bluebook (legal)
H.R. 4200, 113th Cong. (2026), https://openamerica.io/bill/113-HR-4200/.
Markdown link
[H.R. 4200: SBIC Advisers Relief Act of 2014](https://openamerica.io/bill/113-HR-4200/)
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