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HR 3840 107th Congress House Finance and Financial Sector Commerce Corporate collapse Corporate governance Corporation directors Employee ownership Employee pensions Executives Fines (Penalties) Government Operations and Politics Government paperwork Information disclosure (Securities law) Insider trading in securities Labor and Employment Law Pension funds Securities regulation Stocks Trusts and trustees

Inside Stock Sales Employee Notification Act of 2002

Introduced: March 5, 2002 See on congress.gov
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This bill died when the 107th Congress ended
It never became law before the 107th Congress (2001–2002) adjourned, and bills don't carry over to the next Congress. It would have to be reintroduced. You can still save it for reference, but it won't receive updates.
 Everywhere this bill has been 4 steps
Introduced
In committee
Reported out
Passed House
Passed Senate
To President
Became law
May 21, 2002
Referred to the Subcommittee on Employer-Employee Relations.
Mar 5, 2002
Referred to the House Committee on Education and the Workforce.
Mar 5, 2002
Sponsor introductory remarks on measure. (CR E255-256)
Mar 5, 2002
Introduced in House
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 Plain-English summary Congressional Research Service
Inside Stock Sales Employee Notification Act of 2002 - Amends the Employee Retirement Income Security Act of 1974 (ERISA ) to require timely written notification of any of insider trading in employer securities to be provided to pension plan participants and beneficiaries whose individual accounts (including those covered by section 401(k) of the Internal Revenue Code) hold employer securities.

Requires those engaging in direct or indirect sales of such securities, if they are plan fiduciaries or are required to report such trading to the Securities and Exchange Commission under the Securities Exchange Act of 1934, to report such transactions to the plan administrator not later than one business day after the transaction. Requires the plan administrator to notify plan participants and beneficiaries as soon as practicable, but no later than three business days after receiving notice, if the proceeds from any such transaction or series of transactions exceed in the aggregate $100,000.

What's happening now May 21, 2002

Referred to the Subcommittee on Employer-Employee Relations.

 Bill text 1 version

Source documents hosted by congress.gov.

 Committees of jurisdiction 2
 Cosponsors 4
All 4 Democratic 3 Independent 1
D
Schiff, Adam B.
California · Mar 11, 2002
 D
Doggett, Lloyd
Texas · Mar 5, 2002
 D
Pelosi, Nancy
California · Mar 5, 2002
 I
Sanders, Bernard
Vermont · Mar 5, 2002
Cite this page click to expand
APA
U.S. Congress. (2026). H.R. 3840: Inside Stock Sales Employee Notification Act of 2002. 107th Congress. Open America. https://openamerica.io/bill/107-HR-3840/
MLA
"H.R. 3840: Inside Stock Sales Employee Notification Act of 2002." 107th Congress, 2026, Open America, https://openamerica.io/bill/107-HR-3840/.
Bluebook (legal)
H.R. 3840, 107th Cong. (2026), https://openamerica.io/bill/107-HR-3840/.
Markdown link
[H.R. 3840: Inside Stock Sales Employee Notification Act of 2002](https://openamerica.io/bill/107-HR-3840/)
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