HR 1088
107th Congress
House
Finance and Financial Sector
Administrative fees
Appropriations
Collection of accounts
Congress
Congressional investigations
Congressional reporting requirements
Corporate mergers
Economics and Public Finance
Federal employees
Government Operations and Politics
Government publicity
Independent regulatory commissions
Information disclosure (Securities law)
Law
Pay equity
Position classification
Salaries
Securities and Exchange Commission
Securities regulation
Investor and Capital Markets Fee Relief Act
Everywhere this bill has been
33 steps
Introduced
In committee
Reported out
Passed House
Passed Senate
To President
Became law
Jan 16, 2002
Became Public Law No: 107-123.
Jan 16, 2002
Signed by President.
Jan 4, 2002
Presented to President.
Dec 20, 2001
Message on Senate action sent to the House.
Dec 20, 2001
Passed Senate without amendment by Unanimous Consent. (consideration: CR S13830)
Dec 20, 2001
Passed/agreed to in Senate: Passed Senate without amendment by Unanimous Consent.(consideration: CR S13830)
Jun 14, 2001
Received in the Senate. Read twice. Placed on Senate Legislative Calendar under General Orders. Calendar No. 74.
Jun 14, 2001
On passage Passed by recorded vote: 404 - 22 (Roll no. 165). (text as passed House: CR H33159-3164)
Jun 14, 2001
Motion to reconsider laid on the table Agreed to without objection.
Jun 14, 2001
The previous question was ordered pursuant to the rule.
Jun 14, 2001
DEBATE - Pursuant to the provisions of H. Res. 161, the House proceeded with one hour of debate on the LaFalce amendment in the nature of a substitute.
Jun 14, 2001
DEBATE - The House proceeded with one hour of debate on H.R. 1088.
Jun 14, 2001
Rule provides for consideration of H.R. 1088 with 1 hour of general debate. Previous question shall be considered as ordered without intervening motions except motion to recommit with or without instructions. In lieu of the amendment recommended by the Committee on Financial Services now printed in the bill, the amendment in the nature of a substitute printed in the Congressional Record and numbered 1 shall be considered as adopted. Measure will be considered read. A specified amendment is in order.
Jun 14, 2001
Considered under the provisions of rule H. Res. 161. (consideration: CR H3159-3182)
Jun 14, 2001
Rule H. Res. 161 passed House.
Jun 12, 2001
Rules Committee Resolution H. Res. 161 Reported to House. Rule provides for consideration of H.R. 1088 with 1 hour of general debate. Previous question shall be considered as ordered without intervening motions except motion to recommit with or without instructions. In lieu of the amendment recommended by the Committee on Financial Services now printed in the bill, the amendment in the nature of a substitute printed in the Congressional Record and numbered 1 shall be considered as adopted. Measure will be considered read. A specified amendment is in order.
May 25, 2001
Committee on Government Reform discharged.
May 25, 2001
Placed on the Union Calendar, Calendar No. 42.
May 18, 2001
House Committee on Government Reform Granted an extension for further consideration ending not later than May 25, 2001.
May 10, 2001
House Committee on Government Reform Granted an extension for further consideration ending not later than May 18, 2001.
May 9, 2001
House Committee on Government Reform Granted an extension for further consideration ending not later than May 10, 2001.
May 8, 2001
House Committee on Government Reform Granted an extension for further consideration ending not later than May 9, 2001.
May 2, 2001
House Committee on Government Reform Granted an extension for further consideration ending not later than May 8, 2001.
May 1, 2001
Reported (Amended) by the Committee on Financial Services. H. Rept. 107-52, Part I.
May 1, 2001
Referred sequentially to the House Committee on Government Reform for a period ending not later than May 2, 2001 for consideration of such provisions of the bill and amendment as fall within the jurisdiction of that committee pursuant to clause 1(h), rule X.
Apr 3, 2001
Mr. Oxley asked unanimous consent that the Committee on Financial Services have until midnight on April 17 to file a report on H.R. 1088. Agreed to without objection.
Mar 28, 2001
Committee Consideration and Mark-up Session Held.
Mar 28, 2001
Ordered to be Reported (Amended) by Voice Vote.
Mar 21, 2001
Forwarded by Subcommittee to Full Committee by Voice Vote.
Mar 21, 2001
Subcommittee Consideration and Mark-up Session Held.
Mar 20, 2001
Referred to the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises.
Mar 19, 2001
Referred to the House Committee on Financial Services.
Mar 19, 2001
Introduced in House
Votes taken on this bill
1
| Date | Chamber | What was voted on | Result | Yes–No | |
|---|---|---|---|---|---|
| Jun 14, 2001 | House · vote #165 | On Passage | Passed | 404–22 | See who voted → |
Amendments to this bill
1
Amendments propose changes to this bill. Members vote on amendments separately before the final bill vote. An agreed amendment becomes part of the bill; a failed amendment does not.
1 failed
| Amendment | Sponsor | Status |
|---|---|---|
| HAMDT 78 | — | Failed |
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Plain-English summary
Investor and Capital Markets Fee Relief Act - Amends the Securities Exchange Act of 1934 to reduce mandatory transaction fees pertaining to: (1) exchange-traded securities; (2) off-exchange trades of exchange-registered and last-sale-reported securities; (3) stock repurchase statements; and (4) proxy solicitations and statements in corporate control transactions.
Replaces the fee structure for off-exchange trades of last-sale-reported securities with a fee structure for off-exchange trades of exchange-registered and last-sale-reported securities.
Provides that the fees so collected shall: (1) be deposited and credited as offsetting collections to the account providing appropriations to the Securities and Exchange Commission (SEC); and (2) not be deposited and credited as general revenue of the Treasury.
Amends the Securities Act of 1933 to: (1) reduce registration fees; and (2) reflect the provisions of this Act.
Amends the Trust Indenture Act of 1939 to terminate the mandatory application filing fee.
Sets forth requirements for pay parity for SEC employees.
What's happening now
Became Public Law No: 107-123.
Related & companion bills
2
Bill text
6 versions
- Engrossed in House Formatted Text PDF
- Enrolled Bill Formatted Text PDF
- Introduced in House Formatted Text PDF
- Placed on Calendar Senate Formatted Text PDF
- Public Law Formatted Text PDF
- Reported in House Formatted Text PDF
Committees of jurisdiction
3
Cosponsors
2
Cite this page
U.S. Congress. (2026). H.R. 1088: Investor and Capital Markets Fee Relief Act. 107th Congress. Open America. https://openamerica.io/bill/107-HR-1088/
"H.R. 1088: Investor and Capital Markets Fee Relief Act." 107th Congress, 2026, Open America, https://openamerica.io/bill/107-HR-1088/.
H.R. 1088, 107th Cong. (2026), https://openamerica.io/bill/107-HR-1088/.
[H.R. 1088: Investor and Capital Markets Fee Relief Act](https://openamerica.io/bill/107-HR-1088/)