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Derivatives Dealers Act of 1995

Introduced: February 27, 1995 Introduced by: Markey, Edward J. Democratic · Massachusetts See on congress.gov
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This bill died when the 104th Congress ended
It never became law before the 104th Congress (1995–1996) adjourned, and bills don't carry over to the next Congress. It would have to be reintroduced. You can still save it for reference, but it won't receive updates.
 Everywhere this bill has been 4 steps
Introduced
In committee
Reported out
Passed House
Passed Senate
To President
Became law
Mar 3, 1995
Referred to the Subcommittee on Telecommunications and Finance.
Feb 27, 1995
Referred to the House Committee on Commerce.
Feb 27, 1995
Sponsor introductory remarks on measure. (CR E447-448)
Feb 27, 1995
Introduced in House
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 Plain-English summary Congressional Research Service

TABLE OF CONTENTS:

Title I: Derivatives Dealers

Title II: Broker-Dealer Oversight Reforms

Derivatives Dealers Act of 1995 - Title I: Derivatives Dealers - Amends the Securities Exchange Act of 1934 to set forth registration requirements and procedures for derivatives dealers. Directs the Securities and Exchange Commission (SEC) to adopt rules with respect to dealer financial responsibility and mandatory annual reports.

Grants the SEC enforcement powers.

Mandates securities association membership for derivatives dealers.

Title II: Broker-Dealer Oversight Reforms - Permits a national securities exchange to adopt and implement rules for members and material associated persons engaged in derivatives transactions for which such exchange is the designated examining authority in order to enforce compliance with this Act.

(Sec.205) Prescribes, for risk assessment purposes, derivatives transaction recordkeeping and reporting requirements for: (1) government securities brokers and dealers; and (2) brokers and dealers.

What's happening now March 3, 1995

Referred to the Subcommittee on Telecommunications and Finance.

 Bill text 1 version

Source documents hosted by congress.gov.

 Committees of jurisdiction 2
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APA
U.S. Congress. (2026). H.R. 1063: Derivatives Dealers Act of 1995. 104th Congress. Open America. https://openamerica.io/bill/104-HR-1063/
MLA
"H.R. 1063: Derivatives Dealers Act of 1995." 104th Congress, 2026, Open America, https://openamerica.io/bill/104-HR-1063/.
Bluebook (legal)
H.R. 1063, 104th Cong. (2026), https://openamerica.io/bill/104-HR-1063/.
Markdown link
[H.R. 1063: Derivatives Dealers Act of 1995](https://openamerica.io/bill/104-HR-1063/)
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