Skip to main content
HR 2412 102th Congress House Finance and Financial Sector Civil actions and liability Conflict of interests Financial services Information disclosure (Securities law) Investment advisers Investments Liability (Law)

Investment Advisors Disclosure and Enforcement Act of 1991

Introduced: May 21, 1991 See on congress.gov
Sign in to write a letter Sign in to watch
This bill died when the 102nd Congress ended
It never became law before the 102nd Congress (1991–1992) adjourned, and bills don't carry over to the next Congress. It would have to be reintroduced. You can still save it for reference, but it won't receive updates.
 Everywhere this bill has been 4 steps
Introduced
In committee
Reported out
Passed House
Passed Senate
To President
Became law
Sep 22, 1992
For Further Action See H.R.5726.
May 31, 1991
Referred to the Subcommittee on Telecommunications and Finance.
May 21, 1991
Referred to the House Committee on Energy and Commerce.
May 21, 1991
Introduced in House
 Ask about this bill AI · grounded in the bill text

Have a question about what this bill does? Ask in plain English; the answer is drawn from the bill's actual text and official record, and it'll tell you when something isn't in the text rather than guess.

AI answers can be imperfect; always confirm against the full bill text.

 Plain-English summary Congressional Research Service

Investment Advisors Disclosure and Enforcement Act of 1991 - Amends the Investment Advisers Act of 1940 to subject registered investment advisers (and persons controlling such advisers) to liability to persons injured by such advisers' violations of such Act.

Sets forth: (1) prohibited practices regarding securities recommendations; and (2) disclosure requirements regarding conflicts of interests for investment advisers. Expands the definition of investment planners and related businesses.

What's happening now September 22, 1992

For Further Action See H.R.5726.

 Bill text 1 version

Source documents hosted by congress.gov.

 Committees of jurisdiction 2
 Cosponsors 2
All 2 Democratic 2
D
Markey, Edward J.
Massachusetts · May 21, 1991
 D
Wyden, Ron
Oregon · May 21, 1991
Cite this page click to expand
APA
U.S. Congress. (2026). H.R. 2412: Investment Advisors Disclosure and Enforcement Act of 1991. 102nd Congress. Open America. https://openamerica.io/bill/102-HR-2412/
MLA
"H.R. 2412: Investment Advisors Disclosure and Enforcement Act of 1991." 102nd Congress, 2026, Open America, https://openamerica.io/bill/102-HR-2412/.
Bluebook (legal)
H.R. 2412, 102nd Cong. (2026), https://openamerica.io/bill/102-HR-2412/.
Markdown link
[H.R. 2412: Investment Advisors Disclosure and Enforcement Act of 1991](https://openamerica.io/bill/102-HR-2412/)
Report a problem