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HR 4441 101th Congress House Finance and Financial Sector Conflict of interests Fines (Penalties) Information disclosure (Securities law) Investment advisers Liability (Law) Securities Securities regulation

Investment Advisors Disclosure and Enforcement Act of 1990

Introduced: April 2, 1990 See on congress.gov
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This bill died when the 101st Congress ended
It never became law before the 101st Congress (1989–1990) adjourned, and bills don't carry over to the next Congress. It would have to be reintroduced. You can still save it for reference, but it won't receive updates.
 Everywhere this bill has been 4 steps
Introduced
In committee
Reported out
Passed House
Passed Senate
To President
Became law
Jul 18, 1990
Subcommittee Hearings Held.
Apr 27, 1990
Referred to the Subcommittee on Telecommunications and Finance.
Apr 2, 1990
Referred to the House Committee on Energy and Commerce.
Apr 2, 1990
Introduced in House
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 Plain-English summary Congressional Research Service

Investment Advisors Disclosure and Enforcement Act of 1990 - Amends the Investment Advisers Act of 1940 to subject registered investment advisers (and persons controlling such advisers) to liability to persons injured by such advisers' violations of such Act.

Prescribes prohibited practices regarding securities recommendations and sets forth disclosure requirements regarding conflicts of interests for investment advisers. Expands the definition of investment planners and related businesses.

Authorizes the Securities and Exchange Commission to assess civil penalties and to seek court actions to enforce them.

What's happening now July 18, 1990

Subcommittee Hearings Held.

 Bill text 1 version

Source documents hosted by congress.gov.

 Committees of jurisdiction 2
 Cosponsors 2
All 2 Democratic 2
D
Markey, Edward J.
Massachusetts · Apr 2, 1990
 D
Wyden, Ron
Oregon · Apr 2, 1990
Cite this page click to expand
APA
U.S. Congress. (2026). H.R. 4441: Investment Advisors Disclosure and Enforcement Act of 1990. 101st Congress. Open America. https://openamerica.io/bill/101-HR-4441/
MLA
"H.R. 4441: Investment Advisors Disclosure and Enforcement Act of 1990." 101st Congress, 2026, Open America, https://openamerica.io/bill/101-HR-4441/.
Bluebook (legal)
H.R. 4441, 101st Cong. (2026), https://openamerica.io/bill/101-HR-4441/.
Markdown link
[H.R. 4441: Investment Advisors Disclosure and Enforcement Act of 1990](https://openamerica.io/bill/101-HR-4441/)
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